Compliance Executive - Job ID: 04164

  • Broadwing
  • Malta
  • Apr 17, 2019
Full time Compliance Jobs Finance Jobs Legal Jobs

Job Description

Our client is a leading Corporate, Tax and Business Advisory Firm well established in the local market

Job Responsibilities and Duties

  • Assist compliance officer/s in various compliance functions and duties
  • Creating, upgrading and implementing policies and procedures to promote compliance with regulatory requirements
  • Assisting in identifying potential areas of compliance vulnerability and risk as well as actively developing solutions by carrying out compliance monitoring activities
  • Acting as the company’s focal point in relation to the submissions and correspondence with MFSA
  • Assisting in the preparation of training for clients
  • Participate in internal compliance meetings and client meetings
  • Undertake technical research under the guidance of the compliance manager
  • Maintenance of compliance file
  • Oversee the work of compliance support officers and provide coaching as required
  • Take the lead on an important technical area for the firm as a Subject Matter Leader
  • Attending external legal briefings appropriate to your technical area and more broadly as appropriate
  • Reviewing and digesting regulatory developments and where applicable disseminating this information within the consulting team
  • Participating in the firm’s external events as required
  • Updating infrastructure and tools as requested
  • Proactively suggesting improvements to the firm’s technical collateral and business processes


  • At least 2 years' experience in a compliance function within a regulated financial services entity / corporate services entity

Personal Skills

  • Organised and driven person
  • Proficient in communicating in English & Maltese
  • Attention to detail and willingness to learn